Broker Check


Operations Manager Position Available

Job Description:

Start-up, independent, full-service Broker Dealer/Registered Investment Advisor is searching for a aggressive, talented Operations Manager. Our firm wants an professional with three-to-five years experience running operations to oversee firm’s back office and branch services. Compensation will be determined by experience. Firms offers outstanding benefit package and 401(k) plan.


  • Monitor data administration
  • Office administration
  • Support services for the B/D



  • FINRA Series 7, 24 licenses
  • Proven track record of leadership and management
  • Extensive industry and investment knowledge
  • Experience working with a start-up or small firm